Form 4 for SWBI SMITH & WESSON BRANDS, INC.
Accepted 2024-05-03 00:00:00 ET · period of report 2024-05-01 · accession 0000950170-24-053147 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-03 | 2024-05-01 | SWBI | Cupero Susan Jean | VP, Sales | A - Grant | $0.00 | +17.7K | 68.7K | +35% | $0 |
| DM | 2024-05-03 | 2024-05-01+ | SWBI | Cupero Susan Jean | VP, Sales | F - Tax | $16.91 | -1,721 | 67.6K | -2% | -$29.1K |
| D | 2024-05-03 | 2024-05-01 | SWBI | Cupero Susan Jean | VP, Sales | A - Grant | $0.00 | +35.4K | 35.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-01 | A | A | 17,676 | $0.00 | 68,686 | D | — | — | (F1) One-quarter of the restricted stock units shall vest on each of the first, second, third and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date. |
| 2 | Common | Common Stock | 2024-05-02 | F | D | 651 | $17.08 | 66,965 | D | — | — | (F2) Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. |
| 3 | Common | Common Stock | 2024-05-01 | F | D | 1,070 | $16.80 | 67,616 | D | — | — | (F2) Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. |
| 4 | Derivative | Performance Rights | 2024-05-01 | A | A | 35,350 | $0.00 | 35,350 | D | — · — to 2027-05-01 | 35,350 Common Stock | (F3) Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award. |