Form 4 for AEIS ADVANCED ENERGY INDUSTRIES INC
Accepted 2024-05-07 00:00:00 ET · period of report 2024-05-03 · accession 0000950170-24-055009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-05-07 | 2024-05-05 | AEIS | Shirley Brian | Dir | M - OptEx | — | +2,257 | 4,725 | +91% | — |
| D | 2024-05-07 | 2024-05-03 | AEIS | Shirley Brian | Dir | A - Grant | $0.00 | +2,093 | 2,093 | New | $0 |
| D | 2024-05-07 | 2024-05-05 | AEIS | Shirley Brian | Dir | M - OptEx | $0.00 | -2,257 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-05 | M | A | 2,257 | — | 4,725 | I By The Shirley Family Trust | — | — | (F1) On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis. (F2) Shares held by The Shirley Family Trust, for which the reporting person and his spouse serve as trustees and are beneficiaries. |
| 2 | Derivative | Restricted Stock Units | 2024-05-03 | A | A | 2,093 | $0.00 | 2,093 | D | $0.00 · — to — | 2,093 Common Stock | (F4) Restricted stock units are not exercisable and do not have an expiration date. |
| 3 | Derivative | Restricted Stock Units | 2024-05-05 | M | D | 2,257 | $0.00 | 0 | D | — · — to — | 2,257 Common Stock | (F1) On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis. |