Form 4 for ASPN ASPEN AEROGELS INC
Accepted 2024-05-08 00:00:00 ET · period of report 2024-05-06 · accession 0000950170-24-055109 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-08 | 2024-05-06 | ASPN | Whitaker Corby C | SVP, Sales, Marketing | M - OptEx | $3.63 | +55.2K | 186.7K | +42% | +$200.2K |
| D | 2024-05-08 | 2024-05-06 | ASPN | Whitaker Corby C | SVP, Sales, Marketing | S - Sale+OE | $25.01 | -55.2K | 131.5K | -30% | -$1.38M |
| D | 2024-05-08 | 2024-05-06 | ASPN | Whitaker Corby C | SVP, Sales, Marketing | M - OptEx | $0.00 | -55.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-06 | M | A | 55,159 | $3.63 | 186,692 | D | — | — | |
| 2 | Common | Common Stock | 2024-05-06 | S | D | 55,159 | $25.01 | 131,533 | D | — | — | (F1) These transactions were executed in multiple trades at prices ranging from $24.75 to $25.24. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. (F2) Represents 111,062 shares of Common Stock and 20,471 Restricted Stock Units. |
| 3 | Derivative | Stock Options (Right to Buy) | 2024-05-06 | M | D | 55,159 | $0.00 | 0 | D | $3.63 · — to 2029-02-27 | 55,159 Common Stock | (F3) This option is fully vested and exercisable. |