Form 4 for MMI Marcus & Millichap, Inc.
Accepted 2024-05-14 00:00:00 ET · period of report 2024-05-10 · accession 0000950170-24-059707 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-14 | 2024-05-10 | MMI | Matricaria Richard D. | EVP, COO - Western Division | M - OptEx | — | +5,000 | 10.1K | +98% | — |
| DM | 2024-05-14 | 2024-05-10 | MMI | Matricaria Richard D. | EVP, COO - Western Division | F - Tax | $33.68 | -2,535 | 9,543 | -21% | -$85.4K |
| DM | 2024-05-14 | 2024-05-10 | MMI | Matricaria Richard D. | EVP, COO - Western Division | M - OptEx | $0.00 | -5,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-10 | M | A | 2,000 | — | 10,557 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2024-05-10 | F | D | 1,521 | $33.68 | 8,557 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on May 10, 2024. |
| 3 | Common | Common Stock | 2024-05-10 | M | A | 3,000 | — | 10,078 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2024-05-10 | F | D | 1,014 | $33.68 | 9,543 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on May 10, 2024. |
| 5 | Derivative | Restricted Stock Units | 2024-05-10 | M | D | 2,000 | $0.00 | 4,000 | D | — · — to — | 2,000 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F4) The restricted stock units vest in five equal annual installments beginning May 10, 2022. |
| 6 | Derivative | Restricted Stock Units | 2024-05-10 | M | D | 3,000 | $0.00 | 0 | D | — · — to — | 3,000 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F3) The restricted stock units vest in five equal annual installments beginning May 10, 2020. |