Form 4 for NTAP NetApp
Accepted 2024-05-17 00:00:00 ET · period of report 2024-05-15 · accession 0000950170-24-061673 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-17 | 2024-05-15 | NTAP | O'Callahan Elizabeth M | EVP, CLO | M - OptEx | — | +6,855 | 15.6K | +79% | — |
| D | 2024-05-17 | 2024-05-15 | NTAP | O'Callahan Elizabeth M | EVP, CLO | F - Tax | $110.62 | -3,432 | 12.2K | -22% | -$379.6K |
| DM | 2024-05-17 | 2024-05-15 | NTAP | O'Callahan Elizabeth M | EVP, CLO | M - OptEx | — | -6,855 | 7,175 | -49% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-05-15 | M | A | 6,855 | — | 15,585 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Shares | 2024-05-15 | F | D | 3,432 | $110.62 | 12,153 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2024-05-15 | M | D | 4,014 | — | 12,044 | D | — · — to — | 4,014 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) On July 13, 2023, the reporting person was granted 16,058 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 4 | Derivative | Restricted Stock Unit | 2024-05-15 | M | D | 1,047 | — | 8,380 | D | — · — to — | 1,047 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) On July 1, 2022, the reporting person was granted 16,758 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 5 | Derivative | Restricted Stock Unit | 2024-05-15 | M | D | 1,794 | — | 7,175 | D | — · — to — | 1,794 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) On July 1, 2021, the reporting person was granted 28,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |