Form 4 for NTAP NetApp
Accepted 2024-05-17 00:00:00 ET · period of report 2024-05-15 · accession 0000950170-24-061680 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-17 | 2024-05-15 | NTAP | De Lorenzo Daniel | VP, CAO, Ctrl | M - OptEx | — | +937 | 937 | New | — |
| D | 2024-05-17 | 2024-05-15 | NTAP | De Lorenzo Daniel | VP, CAO, Ctrl | F - Tax | $110.62 | -327 | 610 | -35% | -$36.2K |
| DM | 2024-05-17 | 2024-05-15 | NTAP | De Lorenzo Daniel | VP, CAO, Ctrl | M - OptEx | — | -937 | 1,756 | -35% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-05-15 | M | A | 937 | — | 937 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Shares | 2024-05-15 | F | D | 327 | $110.62 | 610 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2024-05-15 | M | D | 175 | — | 700 | D | — · — to — | 175 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) On July 1, 2021, the reporting person was granted 2,800 restricted stock units, vesting as to twenty-five percent (25%) of the shares on May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 4 | Derivative | Restricted Stock Unit | 2024-05-15 | M | D | 69 | — | 417 | D | — · — to — | 69 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) On November 15, 2021, the reporting person was granted 1,110 restricted stock units, vesting as to twenty-five percent (25%) of the shares on November 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 5 | Derivative | Restricted Stock Unit | 2024-05-15 | M | D | 108 | — | 860 | D | — · — to — | 108 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) On July 1, 2022, the reporting person was granted 1,720 restricted stock units, vesting as to twenty-five percent (25%) of the shares on May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 6 | Derivative | Restricted Stock Unit | 2024-05-15 | M | D | 585 | — | 1,756 | D | — · — to — | 585 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) On July 13, 2023, the reporting person was granted 2,341 restricted stock units, vesting as to twenty-five percent (25%) of the shares on May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |