Form 4 for ASH ASHLAND INC.
Accepted 2024-05-20 00:00:00 ET · period of report 2024-05-08 · accession 0000950170-24-062399 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-20 | 2024-05-08 | ASH | MINICUCCI JAMES P. | SVP, GM, Personal Care | M - OptEx | $97.56 | +1,364 | 1,364 | New | +$133.1K |
| D | 2024-05-20 | 2024-05-08 | ASH | MINICUCCI JAMES P. | SVP, GM, Personal Care | F - Tax | $97.56 | -428 | 936 | -31% | -$41.8K |
| D | 2024-05-20 | 2024-05-08 | ASH | MINICUCCI JAMES P. | SVP, GM, Personal Care | M - OptEx | $0.00 | -1,364 | 5,463 | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-08 | M | A | 1,364 | $97.56 | 1,364 | D | — | — | (F1) Due to a delay in the receipt of information from the third-party administrator, these transactions are being reported late. (F2) Balance includes additional restricted stock units acquired in lieu of cash dividends. |
| 2 | Common | Common Stock | 2024-05-08 | F | D | 428 | $97.56 | 936 | D | — | — | (F1) Due to a delay in the receipt of information from the third-party administrator, these transactions are being reported late. (F3) Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. (F2) Balance includes additional restricted stock units acquired in lieu of cash dividends. |
| 3 | Derivative | Restricted Stock Units | 2024-05-08 | M | D | 1,364 | $0.00 | 5,463 | D | — · — to — | 1,364 Common Stock | (F2) Balance includes additional restricted stock units acquired in lieu of cash dividends. (F4) Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. (F5) On May 18, 2023, the Reporting Person was granted 6,708 restricted stock units, vesting over a three-year period, with 20% vesting on May 8, 2024, 20% vesting on May 8, 2025, and 60% vesting on May 8, 2026, provided that the Reporting Person remains in continuous employment with the Issuer. |