Form 4 for ASPN ASPEN AEROGELS INC
Accepted 2024-05-23 00:00:00 ET · period of report 2024-05-22 · accession 0000950170-24-063943 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-23 | 2024-05-22 | ASPN | Kool Kathleen | Dir | S - Sale+OE | $27.30 | -4,470 | 11.7K | -28% | -$122.0K |
| D | 2024-05-23 | 2024-05-22 | ASPN | Kool Kathleen | Dir | M - OptEx | $12.15 | +4,470 | 16.2K | +38% | +$54.3K |
| D | 2024-05-23 | 2024-05-22 | ASPN | Kool Kathleen | Dir | M - OptEx | $0.00 | -4,470 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-22 | S | D | 4,470 | $27.30 | 11,685 | D | — | — | (F1) These transactions were executed in multiple trades at a weighted average price within the range of $27.30. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold in each transaction. (F2) Includes 7,488 shares of restricted stock. |
| 2 | Common | Common Stock | 2024-05-22 | M | A | 4,470 | $12.15 | 16,155 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2024-05-22 | M | D | 4,470 | $0.00 | 0 | D | $12.15 · — to 2032-11-01 | 4,470 Common Stock | (F3) This option is fully vested and exercisable. |