Form 4 for ZETA Zeta Global Holdings Corp.
Accepted 2024-05-24 00:00:00 ET · period of report 2024-05-22 · accession 0000950170-24-064672 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-05-24 | 2024-05-22+ | ZETA | ACI Investment Partners, LLC | 10% | G - Gift | $0.00 | -601.0K | 1.49M | -29% | $0 |
| DMI | 2024-05-24 | 2024-05-22 | ZETA | ACI Investment Partners, LLC | 10% | G - Gift | $0.00 | -1.90M | 21.44M | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-05-22 | G | D | 487,043 | $0.00 | 0 | I By IAC Investment Company IX, LLC | — | — | (F3) Securities held directly by IAC Investment Company IX, LLC ("IAC"). Mr. Steinberg is the managing member of IAC. Mr. Steinberg disclaims beneficial ownership of the shares held directly by IAC except to the extent of his pecuniary interest therein, if any. |
| 2 | Common | Class A Common Stock | 2024-05-23 | G | D | 3,000 | $0.00 | 1,489,031 | I By ACI Investment Partners, LLC | — | — | (F2) Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any. |
| 3 | Common | Class A Common Stock | 2024-05-22 | G | D | 111,007 | $0.00 | 1,492,031 | I By ACI Investment Partners, LLC | — | — | (F2) Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any. |
| 4 | Derivative | Class B Common Stock | 2024-05-22 | G | D | 75,000 | $0.00 | 134,938 | I By CAIVIS Acquisition Corp. II | — · — to — | 75,000 Class A Common Stock | (F5) Securities held direcly by CAIVIS, which is a wholly owned subsidiary of CAIVIS Investment Company V, LLC, of which Mr. Steinberg is the majority shareholder. (F4) The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class. |
| 5 | Derivative | Class B Common Stock | 2024-05-22 | G | D | 1,829,383 | $0.00 | 21,444,560 | I By ACI Investment Partners, LLC | — · — to — | 1,829,383 Class A Common Stock | (F2) Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any. (F4) The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class. |