Form 4 for ASPN ASPEN AEROGELS INC
Accepted 2024-05-31 00:00:00 ET · period of report 2024-05-30 · accession 0000950170-24-067544 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-31 | 2024-05-30 | ASPN | NOGLOWS WILLIAM P | Dir | A - Grant | $0.00 | +1,898 | 78.6K | +2% | $0 |
| DMI | 2024-05-31 | 2024-05-30 | ASPN | NOGLOWS WILLIAM P | Dir | A - Grant | — | 0 | 10.0K | New | — |
| D | 2024-05-31 | 2024-05-30 | ASPN | NOGLOWS WILLIAM P | Dir | A - Grant | $0.00 | +1,657 | 1,657 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-30 | A | A | 1,898 | $0.00 | 78,617 | D See footnote 2 | — | — | (F1) The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) May 30, 2025, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2025. |
| 2 | Common | Common Stock | 2024-05-30 | A | A | 0 | $0.00 | 10,000 | I | — | — | (F3) These shares of Common Stock are held by a Trust for the benefit of another one of the reporting person's children, of which the reporting person is the Trustee. |
| 3 | Common | Common Stock | 2024-05-30 | A | A | 0 | $0.00 | 10,000 | I See footnote 3 | — | — | (F2) These shares of Common Stock are held by a Trust for the benefit of one of the reporting person's children, of which the reporting person is the Trustee. |
| 4 | Derivative | Stock Options (Right to Buy) | 2024-05-30 | A | A | 1,657 | $0.00 | 1,657 | D | $29.50 · — to 2034-05-30 | 1,657 Common Stock | (F4) The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) May 30, 2025, or (b) the day prior to the Issuer's annual |