Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2024-06-07 00:00:00 ET · period of report 2024-06-05 · accession 0000950170-24-070681 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-07 | 2024-06-07 | SF | Brown Maryam S. | Dir | M - OptEx | $0.00 | +3,164 | 3,164 | New | $0 |
| D | 2024-06-07 | 2024-06-07 | SF | Brown Maryam S. | Dir | M - OptEx | $0.00 | -3,164 | 1,914 | -62% | $0 |
| D | 2024-06-07 | 2024-06-05 | SF | Brown Maryam S. | Dir | A - Grant | $78.37 | +1,914 | 5,078 | +60% | +$150.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-07 | M | A | 3,164 | $0.00 | 3,164 | D | — | — | |
| 2 | Derivative | Phantom Stock Units | 2024-06-07 | M | D | 3,164 | $0.00 | 1,914 | D | $0.00 · — to — | 3,164 Common Stock | (F3) Currently exercisable. (F2) No expiration date for these Units |
| 3 | Derivative | Phantom Stock Units | 2024-06-05 | A | A | 1,914 | $78.37 | 5,078 | D | $0.00 · — to — | 1,914 Common Stock | (F1) Units vest quarterly over a one year period. (F2) No expiration date for these Units |