Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2024-06-07 00:00:00 ET · period of report 2024-06-05 · accession 0000950170-24-070830 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-07 | 2024-06-07 | SF | ZIMMERMAN MICHAEL J | Dir | M - OptEx | $0.00 | +2,504 | 53.9K | +5% | $0 |
| D | 2024-06-07 | 2024-06-05 | SF | ZIMMERMAN MICHAEL J | Dir | A - Grant | $78.37 | +1,914 | 4,418 | +76% | +$150.0K |
| D | 2024-06-07 | 2024-06-07 | SF | ZIMMERMAN MICHAEL J | Dir | M - OptEx | $0.00 | -2,504 | 1,914 | -57% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-07 | M | A | 2,504 | $0.00 | 53,919 | D | — | — | |
| 2 | Derivative | Phantom Stock Units | 2024-06-05 | A | A | 1,914 | $78.37 | 4,418 | D | $0.00 · — to — | 1,914 Common Stock | (F1) Units vest quarterly over a one year period. (F2) No expiration date for these Units |
| 3 | Derivative | Phantom Stock Units | 2024-06-07 | M | D | 2,504 | $0.00 | 1,914 | D | $0.00 · — to — | 2,504 Common Stock | (F3) Currently exercisable. (F2) No expiration date for these Units |