Form 4 for EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Accepted 2024-06-11 00:00:00 ET · period of report 2024-06-09 · accession 0000950170-24-071995 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-06-11 | 2024-06-09 | EMO | AMERICAN INTERNATIONAL GROUP, INC. | See Remarks | J - Other | $0.00 | -3.75M | 10 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Series I Mandatory Redeemable Preferred Stock | 2024-06-09 | J | D | 20 | $0.00 | 23 | I Held through subsidiaries | — | — | (F3) Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of AIG, directly holds 10 shares of the reported securities. |
| 2 | Common | 4.66% Series H Senior Secured Notes due October 15, 2025 | 2024-06-09 | J | D | 3,749,858.90 | $0.00 | 10 | I Held through subsidiaries | — | — | (F2) American Home Assurance Company, an indirect wholly owned subsidiary of AIG, directly holds $1,744,439.63 principal amount of the reported securities. |
| 3 | Common | Series J Mandatory Redeemable Preferred Stock | 2024-06-09 | J | D | 47 | $0.00 | — | I Held through subsidiaries | — | — | (F4) Lexington directly holds 23 shares of the reported securities. |