Form 4 for GERN GERON CORP
Accepted 2024-06-12 00:00:00 ET · period of report 2024-06-10 · accession 0000950170-24-072418 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-12 | 2024-06-10 | GERN | Kapur Anil | EVP, CCO, Corp Strategy | M - OptEx | $1.06 | +421.9K | 421.9K | New | +$447.2K |
| D | 2024-06-12 | 2024-06-10 | GERN | Kapur Anil | EVP, CCO, Corp Strategy | S - Sale+OE | $4.65 | -421.9K | 0 | -100% | -$1.96M |
| D | 2024-06-12 | 2024-06-10 | GERN | Kapur Anil | EVP, CCO, Corp Strategy | M - OptEx | $0.00 | -421.9K | 328.1K | -56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-10 | M | A | 421,875 | $1.06 | 421,875 | D | — | — | |
| 2 | Common | Common Stock | 2024-06-10 | S | D | 421,875 | $4.65 | 0 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transacations at price ranging from $4.52 to $4.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the range set forth in this footnote. |
| 3 | Derivative | Stock Option (right to buy) | 2024-06-10 | M | D | 421,875 | $0.00 | 328,125 | D | $1.06 · — to 2032-02-15 | 421,875 Common Stock | (F2) This option vests in a series of 48 consecutive equal monthly installments commencing February 16, 2022 (of which 421,875 shares were vested as of the exercise date), provided the optionee continues to provide services to the Company. |