Form 4 for GERN GERON CORP
Accepted 2024-06-12 00:00:00 ET · period of report 2024-06-10 · accession 0000950170-24-072420 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-06-12 | 2024-06-10 | GERN | Feller Faye | EVP, Chief Medical Off | M - OptEx | $1.19 | +287.9K | 20.0K | New | +$342.5K |
| D | 2024-06-12 | 2024-06-10 | GERN | Feller Faye | EVP, Chief Medical Off | S - Sale+OE | $4.63 | -287.9K | 0 | -100% | -$1.33M |
| DM | 2024-06-12 | 2024-06-10 | GERN | Feller Faye | EVP, Chief Medical Off | M - OptEx | $0.00 | -287.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-10 | M | A | 155,400 | $1.30 | 155,400 | D | — | — | |
| 2 | Common | Common Stock | 2024-06-10 | S | D | 287,900 | $4.63 | 0 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.52 to $4.73, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 3 | Common | Common Stock | 2024-06-10 | M | A | 112,500 | $1.06 | 112,500 | D | — | — | |
| 4 | Common | Common Stock | 2024-06-10 | M | A | 20,000 | $1.06 | 20,000 | D | — | — | |
| 5 | Derivative | Stock Option (right to buy) | 2024-06-10 | M | D | 155,400 | $0.00 | 0 | D | $1.30 · — to 2030-02-11 | 155,400 Common Stock | (F3) Option fully vested. |
| 6 | Derivative | Stock Option (right to buy) | 2024-06-10 | M | D | 112,500 | $0.00 | 87,500 | D | $1.06 · — to 2032-02-15 | 112,500 Common Stock | (F2) This option vests in a series of 48 consecutive equal monthly installments commencing February 16, 2022 (of which 112,500 shares were vested as of the exercise date), provided the optionee continues to provide services to the Company. |
| 7 | Derivative | Stock Option (right to buy) | 2024-06-10 | M | D | 20,000 | $0.00 | 0 | D | $1.06 · — to 2032-02-15 | 20,000 Common Stock | (F3) Option fully vested. |