Form 4 for RFL Rafael Holdings, Inc.
Accepted 2024-06-17 00:00:00 ET · period of report 2024-06-13 · accession 0000950170-24-074317 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-06-17 | 2024-06-14+ | RFL | JONAS HOWARD S | Executive COB, Dir | J - Other | $0.00 | +563.5K | 563.5K | New | $0 |
| M | 2024-06-17 | 2024-06-14+ | RFL | JONAS HOWARD S | Executive COB, Dir | J - Other | $0.00 | -563.5K | 346.4K | -62% | $0 |
| 2024-06-17 | 2024-06-13 | RFL | JONAS HOWARD S | Executive COB, Dir | A - Grant | $0.00 | +159.0K | 722.6K | +28% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock, par value $.01 per share | 2024-06-14 | J | A | 376,111 | $0.00 | 376,111 | I | — | — | |
| 2 | Common | Class B Common Stock, par value $.01 per share | 2024-06-17 | J | D | 187,427 | $0.00 | 159,016 | D | — | — | (F5) Consists of 159,016 unvested restricted shares of stock vesting as follows: 39,754 shares on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025. |
| 3 | Common | Class B Common Stock, par value $.01 per share | 2024-06-14 | J | D | 376,111 | $0.00 | 346,443 | D By Wife | — | — | (F4) Consists of 187,427 vested restricted shares of stock and 159,016 unvested restricted shares of stock vesting as follows: 39,754 shares on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025. |
| 4 | Common | Class B Common Stock, par value $.01 per share | 2024-06-13 | A | A | 159,016 | $0.00 | 722,554 | D By Wife | — | — | (F1) Represents a grant of restricted shares of stock, 39,754 shares of which shall vest on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025. (F2) Consists of 348,259 shares of stock held directly, 215,279 vested restricted shares of stock, and 159,016 unvested restricted shares of stock vesting as follows: 39,754 shares on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025. |
| 5 | Common | Class B Common Stock, par value $.01 per share | 2024-06-17 | J | A | 187,427 | $0.00 | 563,538 | I | — | — |