Form 4 for FUND SPROTT FOCUS TRUST INC.
Accepted 2024-07-03 00:00:00 ET · period of report 2024-06-12 · accession 0000950170-24-081257 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-07-03 | 2024-06-28 | FUND | GEORGE W WHITNEY | Dir, 10%, Senior Portfolio Manager | S - Sale | $7.39 | -15.6K | 263.2K | -6% | -$115.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-28 | S | D | 15,621 | $7.39 | 263,151 | I Held by Trust | — | — | (F6) Shares were also disposed of on the following dates for the following price: 17,646 shares for $7.60 per share on 6/12/2024; 17,354 shares for $7.63 per share on 6/13/2024; 19,156 shares for $7.42 per share on 6/24/2024; 1,409 shares for $7.41 per share on 6/26/2024 and 1,108 shares for $7.41 per share on 6/28/2024. (F4) Shares held by a trust established for the benefit of Mr. George's immediate family member (the "BM Trust"). Mr. George serves as trustee of the BM Trust and, in such capacity, has investment and voting discretion over shares held by the BM Trust. Mr. George may be deemed to beneficially own the shares held by the BM Trust. |