Form 4 for GERN GERON CORP
Accepted 2024-07-10 00:00:00 ET · period of report 2024-07-08 · accession 0000950170-24-082686 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-10 | 2024-07-08 | GERN | GRETHLEIN ANDREW J | EVP, COO | S - Sale+OE | $4.56 | -674.3K | 0 | -100% | -$3.08M |
| D | 2024-07-10 | 2024-07-08 | GERN | GRETHLEIN ANDREW J | EVP, COO | M - OptEx | $1.72 | +674.3K | 674.3K | New | +$1.16M |
| DM | 2024-07-10 | 2024-07-08 | GERN | GRETHLEIN ANDREW J | EVP, COO | M - OptEx | $0.00 | -674.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-08 | S | D | 674,348 | $4.56 | 0 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transacations at price ranging from $4.49 to $4.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2024-07-08 | M | A | 674,348 | $1.72 | 674,348 | D | — | — | |
| 3 | Derivative | Stock Option (right to buy) | 2024-07-08 | M | D | 452,804 | $0.00 | 0 | D | $1.72 · — to 2028-11-06 | 452,804 Common Stock | (F2) Option fully vested. |
| 4 | Derivative | Stock Option (right to buy) | 2024-07-08 | M | D | 221,544 | $0.00 | 0 | D | $1.72 · — to 2028-11-06 | 221,544 Common Stock | (F2) Option fully vested. |