Form 4 for EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Accepted 2024-07-25 00:00:00 ET · period of report 2024-07-23 · accession 0000950170-24-086311 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-07-25 | 2024-07-23 | EMO | Corebridge Financial, Inc. | See Remarks | J - Other | $100,825.44 | -30 | 0 | -100% | -$3.02M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Series I Mandatory Redeemable Preferred Stock | 2024-07-23 | J | D | 30 | $100,825.44 | 0 | I Held through subsidiaries | — | — | (F2) The United States Life Insurance Company in The City of New York ("USL"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), directly held 20 shares of the Issuer's Series I MRPS. Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, was deemed to have beneficial ownership of 10 shares of the Issuer's Series I MRPS held by a controlled subsidiary of American International Group ("AIG") pursuant to an investment management agreement. CRBG was an indirect beneficial owner of the Series I MRPS. |