Form 4 for MC Moelis & Co
Accepted 2024-08-02 00:00:00 ET · period of report 2024-07-30 · accession 0000950170-24-090199 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-08-02 | 2024-07-30 | MC | MOELIS KENNETH | COB, CEO, Dir | S - Sale | $68.87 | -5,308 | 86 | -98% | -$365.6K | |
| MI | 2024-08-02 | 2024-07-30+ | MC | MOELIS KENNETH | COB, CEO, Dir | S - Sale | $68.89 | -100.0K | 6,494 | -94% | -$6.89M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-07-30 | S | D | 5,308 | $68.87 | 86 | D By Trust | — | — | (F1) Mr. Moelis' ownership of any Class A common stock is in addition to (i) 703,262 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2019 through 2023, (ii) 92,089 units of equity that are subject to vesting and performance provisions granted to Mr. Moelis as incentive compensation for fiscal year 2022, (iii) 3,976,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. (F2) Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. |
| 2 | Common | Class A Common Stock | 2024-07-31 | S | D | 6,494 | $69.16 | 0 | I | — | — | (F2) Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. (F1) Mr. Moelis' ownership of any Class A common stock is in addition to (i) 703,262 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2019 through 2023, (ii) 92,089 units of equity that are subject to vesting and performance provisions granted to Mr. Moelis as incentive compensation for fiscal year 2022, (iii) 3,976,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. |
| 3 | Common | Class A Common Stock | 2024-07-30 | S | D | 93,506 | $68.87 | 6,494 | I By Trust | — | — | (F2) Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. |