Form 4 for KLAC KLA Corporation
Accepted 2024-08-08 00:00:00 ET · period of report 2024-08-06 · accession 0000950170-24-093881 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MT | 2024-08-08 | 2024-08-06 | KLAC | WALLACE RICHARD P | Pres, CEO | F - Tax | $703.48 | -12.5K | 133.0K | -9% | -$8.80M |
| T | 2024-08-08 | 2024-08-06 | KLAC | WALLACE RICHARD P | Pres, CEO | S - Sale | $705.01 | -17.4K | 105.3K | -14% | -$12.29M |
| TI | 2024-08-08 | 2024-08-06 | KLAC | WALLACE RICHARD P | Pres, CEO | G - Gift | $0.00 | -3,055 | 2,380 | -56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-06 | F | D | 10,233.81 | $703.48 | 122,766.07 | D | — | — | (F3) On August 6, 2024, the remaining fifty percent (50%) of the performance-based restricted stock units granted on August 6, 2020 vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 5, 2024. (F4) The number of shares of KLA common stock includes 62,493.721 shares issuable upon vesting of RSUs. |
| 2 | Common | Common Stock | 2024-08-06 | F | D | 2,274.24 | $703.48 | 132,999.87 | D By Trust | — | — | (F1) On August 6, 2020, the Reporting Person was granted restricted stock units ("RSUs") for 18,348.000 shares of KLA common stock. On August 6, 2024, the remaining twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 5, 2024. (F2) The number of shares of KLA common stock includes 83,134.721 shares issuable upon vesting of RSUs. |
| 3 | Common | Common Stock | 2024-08-06 | S | D | 17,437 | $705.01 | 105,329.07 | D | — | — | (F5) This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2023. (F4) The number of shares of KLA common stock includes 62,493.721 shares issuable upon vesting of RSUs. |
| 4 | Common | Common Stock | 2024-08-06 | G | D | 3,055 | $0.00 | 2,380 | I | — | — | (F6) This gift was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2023. (F7) Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. |