Form 4 for APVO Aptevo Therapeutics Inc.
Accepted 2024-08-09 00:00:00 ET · period of report 2024-08-08 · accession 0000950170-24-094816 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-09 | 2024-08-08 | APVO | Lamothe Jeffrey G. | EVP, COO | M - OptEx | — | +314 | 894 | +54% | — |
| DM | 2024-08-09 | 2024-08-08 | APVO | Lamothe Jeffrey G. | EVP, COO | M - OptEx | $0.00 | -314 | 41 | -88% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-08 | M | A | 272 | — | 1,166 | D | — | — | (F1) Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-08-08 | M | A | 42 | — | 894 | D | — | — | (F1) Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Unit | 2024-08-08 | M | D | 272 | $0.00 | 0 | D | — · — to — | 272 Common Stock | (F1) Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. (F3) On August 9, 2022, the reporting person was granted 23,958 (544 post-split) RSUs, vesting in two approximately equal annual installments beginning on August 8, 2023. |
| 4 | Derivative | Restricted Stock Unit | 2024-08-08 | M | D | 42 | $0.00 | 41 | D | — · — to — | 42 Common Stock | (F1) Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. (F2) On August 9, 2022, the reporting person was granted 5,500 (125 post-split) RSUs, vesting in three approximately equal annual installments beginning on August 8, 2023. |