InsiderTrades

Form 4 for ZETA Zeta Global Holdings Corp.

Accepted 2024-08-09 00:00:00 ET · period of report 2024-08-09 · accession 0000950170-24-094862 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DMI 2024-08-09 2024-08-09 ZETA ACI Investment Partners, LLC 10% G - Gift $0.00 -308.4K 79.2K -80% $0
DMI 2024-08-09 2024-08-09 ZETA ACI Investment Partners, LLC 10% G - Gift $0.00 -2.26M 456.6K -83% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2024-08-09 G A 59,420 $0.00 165,080 I By Spouse — —
2 Common Class A Common Stock 2024-08-09 G D 59,420 $0.00 1,850,608 I By ACI Investment Partners, LLC — — (F2) Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any.
3 Common Class A Common Stock 2024-08-09 G D 222,548 $0.00 1,910,028 I By ACI Investment Partners, LLC — — (F2) Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any.
4 Common Class A Common Stock 2024-08-09 G D 85,844 $0.00 79,236 I By Spouse — —
5 Derivative Class B Common Stock 2024-08-09 G D 1,703,943 $0.00 19,740,617 I By ACI Investment Partners, LLC — · — to — 1,703,943 Class A Common Stock (F2) Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any. (F4) The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.
6 Derivative Class B Common Stock 2024-08-09 G D 511,980 $0.00 4,547,598 I By IAC Investment Company IX, LLC — · — to — 511,980 Class A Common Stock (F5) Securities held directly by IAC Investment Company IX, LLC ("IAC"). Mr. Steinberg is the managing member of IAC. Mr. Steinberg disclaims beneficial ownership of the shares held directly by IAC except to the extent of his pecuniary interest therein, if any. (F4) The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.
7 Derivative Class B Common Stock 2024-08-09 G D 37,500 $0.00 97,438 I By CAIVIS Acquisition Corp. II — · — to — 37,500 Class A Common Stock (F6) Securities held direcly by CAIVIS, which is a wholly owned subsidiary of CAIVIS Investment Company V, LLC, of which Mr. Steinberg is the majority shareholder. (F4) The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.
8 Derivative Class B Common Stock 2024-08-09 G D 7,760 $0.00 456,594 I By Family Trusts — · — to — 7,760 Class A Common Stock (F7) Mr. Steinberg is co-trustee of each family trust and as a result may be deemed to share beneficial ownership of the securities held of record by each trust to the extent of his pecuniary interest therein, if any. (F4) The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.