Form 4 for MSTR Strategy Inc
Accepted 2024-08-15 00:00:00 ET · period of report 2024-08-13 · accession 0000950170-24-097633 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-15 | 2024-08-13 | MSTR | RICKERTSEN CARL J | Dir | M - OptEx | $28.90 | +45.1K | 50.1K | +908% | +$1.30M |
| DM | 2024-08-15 | 2024-08-13 | MSTR | RICKERTSEN CARL J | Dir | S - Sale+OE | $132.10 | -50.1K | 363 | -99% | -$6.62M |
| DM | 2024-08-15 | 2024-08-13 | MSTR | RICKERTSEN CARL J | Dir | M - OptEx | $0.00 | -45.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-08-13 | M | A | 12,500 | $12.45 | 17,470 | D | — | — | (F1) On August 7, 2024, the Issuer effected a 10-for-1 forward stock split. See Exhibit A for additional information. |
| 2 | Common | Class A Common Stock | 2024-08-13 | S | D | 363 | $132.13 | 0 | D | — | — | (F6) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.10 to $132.21, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2024-08-13 | M | A | 12,500 | $47.00 | 29,970 | D | — | — | |
| 4 | Common | Class A Common Stock | 2024-08-13 | M | A | 12,500 | $26.47 | 42,470 | D | — | — | |
| 5 | Common | Class A Common Stock | 2024-08-13 | M | A | 7,610 | $30.16 | 50,080 | D | — | — | |
| 6 | Common | Class A Common Stock | 2024-08-13 | S | D | 19,714 | $131.48 | 30,366 | D | — | — | (F2) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.04 to $131.96, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 7 | Common | Class A Common Stock | 2024-08-13 | S | D | 20,651 | $132.55 | 9,715 | D | — | — | (F3) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.05 to $133.00, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 8 | Common | Class A Common Stock | 2024-08-13 | S | D | 4,745 | $133.22 | 4,970 | D | — | — | (F4) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.05 to $133.52, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 9 | Common | Class A Common Stock | 2024-08-13 | S | D | 4,607 | $131.53 | 363 | D | — | — | (F5) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.09 to $132.06, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 10 | Derivative | Director Stock Option (Right to buy) | 2024-08-13 | M | D | 7,610 | $0.00 | 0 | D | $30.16 · — to 2033-05-31 | 7,610 Class A Common Stock | (F11) As a result of the Stock Dividend, effective August 7, 2024, the exercise price of this option decreased from $301.63 per share to $30.163 per share and the number of shares underlying this option increased from 761 shares to 7,610 shares. The 7,610 shares exercised on August 13, 2024 pursuant to this option vested on May 31, 2024. (F8) See Exhibit A. |
| 11 | Derivative | Director Stock Option (Right to buy) | 2024-08-13 | M | D | 12,500 | $0.00 | 25,000 | D | $26.47 · — to 2032-05-31 | 12,500 Class A Common Stock | (F10) As a result of the Stock Dividend, effective August 7, 2024, the exercise price of this option decreased from $264.69 per share to $26.469 per share and the number of shares underlying this option increased from 3,750 shares to 37,500 shares. The 12,500 shares exercised on August 13, 2024 pursuant to this option vested on May 31, 2024. Of the 25,000 shares subject to this option, 12,500 are scheduled to vest on May 31, 2025 and 12,500 are scheduled to vest on May 31, 2026. (F8) See Exhibit A. |
| 12 | Derivative | Director Stock Option (Right to buy) | 2024-08-13 | M | D | 12,500 | $0.00 | 12,500 | D | $47.00 · — to 2031-05-31 | 12,500 Class A Common Stock | (F9) As a result of the Stock Dividend, effective August 7, 2024, the exercise price of this option decreased from $470.00 per share to $47.00 per share and the number of shares underlying this option increased from 2,500 shares to 25,000 shares. The 12,500 shares exercised on August 13, 2024 pursuant to this option vested on May 31, 2024. The remaining 12,500 shares are scheduled to vest on May 31, 2025. (F8) See Exhibit A. |
| 13 | Derivative | Director Stock Option (Right to buy) | 2024-08-13 | M | D | 12,500 | $0.00 | 0 | D | $12.45 · — to 2030-05-31 | 12,500 Class A Common Stock | (F7) As a result of the Stock Dividend, effective August 7, 2024, the exercise price of this option decreased from $124.48 per share to $12.448 per share and the number of shares underlying this option increased from 1,250 shares to 12,500 shares. The 12,500 shares exercised on August 13, 2024 pursuant to this option vested on May 31, 2024. (F8) See Exhibit A. |