Form 4 for NTAP NetApp
Accepted 2024-08-19 00:00:00 ET · period of report 2024-08-15 · accession 0000950170-24-098532 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-19 | 2024-08-15 | NTAP | Bhela Harvinder S | EVP, Chief Product Off | M - OptEx | — | +2,923 | 136.1K | +2% | — |
| D | 2024-08-19 | 2024-08-15 | NTAP | Bhela Harvinder S | EVP, Chief Product Off | F - Tax | $131.43 | -1,150 | 135.0K | -0.8% | -$151.1K |
| DM | 2024-08-19 | 2024-08-15 | NTAP | Bhela Harvinder S | EVP, Chief Product Off | M - OptEx | — | -2,923 | 15.2K | -16% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-08-15 | M | A | 2,923 | — | 136,108 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) Includes 347 shares purchased at $61.166 per share under the NetApp Employee Stock Purchase Plan on May 31, 2024. |
| 2 | Common | Common Shares | 2024-08-15 | F | D | 1,150 | $131.43 | 134,958 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2024-08-15 | M | D | 1,543 | — | 10,801 | D | — · — to — | 1,543 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) On July 1, 2022, the reporting person was granted 24,688 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 4 | Derivative | Restricted Stock Unit | 2024-08-15 | M | D | 1,380 | — | 15,180 | D | — · — to — | 1,380 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) On July 13, 2023, the reporting person was granted 22,079 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |