Form 4 for NTAP NetApp
Accepted 2024-08-19 00:00:00 ET · period of report 2024-08-15 · accession 0000950170-24-098548 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-19 | 2024-08-15 | NTAP | CERNUDA CESAR | Pres | F - Tax | $131.43 | -2,796 | 67.9K | -4% | -$367.5K |
| D | 2024-08-19 | 2024-08-15 | NTAP | CERNUDA CESAR | Pres | M - OptEx | — | +5,951 | 70.7K | +9% | — |
| DM | 2024-08-19 | 2024-08-15 | NTAP | CERNUDA CESAR | Pres | M - OptEx | — | -5,951 | 19.3K | -24% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-08-15 | F | D | 2,796 | $131.43 | 67,944 | D | — | — | |
| 2 | Common | Common Shares | 2024-08-15 | M | A | 5,951 | — | 70,740 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Unit | 2024-08-15 | M | D | 2,231 | — | 6,694 | D | — · — to — | 2,231 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 4 | Derivative | Restricted Stock Unit | 2024-08-15 | M | D | 1,964 | — | 13,748 | D | — · — to — | 1,964 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 5 | Derivative | Restricted Stock Unit | 2024-08-15 | M | D | 1,756 | — | 19,320 | D | — · — to — | 1,756 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) On July 13, 2023, the reporting person was granted 28,101 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |