Form 4 for NTAP NetApp
Accepted 2024-08-19 00:00:00 ET · period of report 2024-08-15 · accession 0000950170-24-098559 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-19 | 2024-08-15 | NTAP | De Lorenzo Daniel | VP, CAO, Ctrl | M - OptEx | — | +497 | 1,858 | +37% | — |
| D | 2024-08-19 | 2024-08-15 | NTAP | De Lorenzo Daniel | VP, CAO, Ctrl | F - Tax | $131.43 | -173 | 1,685 | -9% | -$22.7K |
| DM | 2024-08-19 | 2024-08-15 | NTAP | De Lorenzo Daniel | VP, CAO, Ctrl | M - OptEx | — | -497 | 753 | -40% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-08-15 | M | A | 497 | — | 1,858 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Shares | 2024-08-15 | F | D | 173 | $131.43 | 1,685 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2024-08-15 | M | D | 69 | — | 348 | D | — · — to — | 69 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) On November 15, 2021, the reporting person was granted 1,110 restricted stock units, vesting as to twenty-five percent (25%) of the shares on November 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 4 | Derivative | Restricted Stock Unit | 2024-08-15 | M | D | 146 | — | 1,610 | D | — · — to — | 146 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) On July 13, 2023, the reporting person was granted 2,341 restricted stock units, vesting as to twenty-five percent (25%) of the shares on May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 5 | Derivative | Restricted Stock Unit | 2024-08-15 | M | D | 175 | — | 525 | D | — · — to — | 175 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) On July 1, 2021, the reporting person was granted 2,800 restricted stock units, vesting as to twenty-five percent (25%) of the shares on May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 6 | Derivative | Restricted Stock Unit | 2024-08-15 | M | D | 107 | — | 753 | D | — · — to — | 107 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) On July 1, 2022, the reporting person was granted 1,720 restricted stock units, vesting as to twenty-five percent (25%) of the shares on May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |