Form 4 for NTAP NetApp
Accepted 2024-08-19 00:00:00 ET · period of report 2024-08-15 · accession 0000950170-24-098569 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-19 | 2024-08-15 | NTAP | Kurian George | CEO, Dir | F - Tax | $131.43 | -4,013 | 318.3K | -1% | -$527.4K |
| D | 2024-08-19 | 2024-08-15 | NTAP | Kurian George | CEO, Dir | M - OptEx | — | +8,017 | 322.3K | +3% | — |
| DM | 2024-08-19 | 2024-08-15 | NTAP | Kurian George | CEO, Dir | M - OptEx | — | -8,017 | 20.1K | -28% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-08-15 | F | D | 4,013 | $131.43 | 318,278 | D | — | — | |
| 2 | Common | Common Shares | 2024-08-15 | M | A | 8,017 | — | 322,291 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Unit | 2024-08-15 | M | D | 2,885 | — | 31,740 | D | — · — to — | 2,885 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) On July 13, 2023, the reporting person was granted 46,166 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 4 | Derivative | Restricted Stock Unit | 2024-08-15 | M | D | 2,256 | — | 6,769 | D | — · — to — | 2,256 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) On July 1, 2021, the reporting person was granted 36,100 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 5 | Derivative | Restricted Stock Unit | 2024-08-15 | M | D | 2,876 | — | 20,130 | D | — · — to — | 2,876 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) On July 1, 2022, the reporting person was granted 46,010 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |