Form 4 for HLIT HARMONIC INC.
Accepted 2024-08-19 00:00:00 ET · period of report 2024-08-15 · accession 0000950170-24-098783 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-19 | 2024-08-15 | HLIT | Chu Timothy C | GC, SVP, HR | M - OptEx | $0.00 | +12.0K | 71.1K | +20% | $0 |
| D | 2024-08-19 | 2024-08-15 | HLIT | Chu Timothy C | GC, SVP, HR | F - Tax | $14.01 | -4,242 | 66.8K | -6% | -$59.4K |
| DM | 2024-08-19 | 2024-08-15 | HLIT | Chu Timothy C | GC, SVP, HR | M - OptEx | $0.00 | -12.0K | 13.6K | -47% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-15 | M | A | 12,021 | $0.00 | 71,078 | D | — | — | |
| 2 | Common | Common Stock | 2024-08-15 | F | D | 4,242 | $14.01 | 66,836 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-08-15 | M | D | 5,223 | $0.00 | 31,338 | D | $0.00 · 2024-02-15 to 2026-02-15 | 5,223 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
| 4 | Derivative | Restricted Stock Units | 2024-08-15 | M | D | 6,798 | $0.00 | 13,596 | D | $0.00 · 2023-02-15 to 2025-02-15 | 6,798 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |