Form 4 for HLIT HARMONIC INC.
Accepted 2024-08-19 00:00:00 ET · period of report 2024-08-15 · accession 0000950170-24-098813 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-19 | 2024-08-15 | HLIT | Haltmayer Neven | SVP, Interim GM, Vid Business | M - OptEx | $0.00 | +12.1K | 134.3K | +10% | $0 |
| D | 2024-08-19 | 2024-08-15 | HLIT | Haltmayer Neven | SVP, Interim GM, Vid Business | F - Tax | $14.01 | -6,464 | 127.9K | -5% | -$90.6K |
| DM | 2024-08-19 | 2024-08-15 | HLIT | Haltmayer Neven | SVP, Interim GM, Vid Business | M - OptEx | $0.00 | -12.1K | 30.3K | -29% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-15 | M | A | 12,113 | $0.00 | 134,324 | D | — | — | |
| 2 | Common | Common Stock | 2024-08-15 | F | D | 6,464 | $14.01 | 127,860 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-08-15 | M | D | 6,398 | $0.00 | 12,796 | D | $0.00 · 2023-02-15 to 2025-02-15 | 6,398 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
| 4 | Derivative | Restricted Stock Units | 2024-08-15 | M | D | 666 | $0.00 | 2,001 | D | $0.00 · 2023-05-15 to 2025-05-15 | 666 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
| 5 | Derivative | Restricted Stock Units | 2024-08-15 | M | D | 5,049 | $0.00 | 30,293 | D | $0.00 · 2024-02-15 to 2026-02-15 | 5,049 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |