Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2024-08-21 00:00:00 ET · period of report 2024-08-19 · accession 0000950170-24-099611 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-08-21 | 2024-08-19+ | LQDT | Shaffer Mark A | VP, Gen. Counsel, Sec | S - Sale+OE | $22.32 | -22.0K | 54.1K | -29% | -$490.7K |
| DMI | 2024-08-21 | 2024-08-19 | LQDT | Shaffer Mark A | VP, Gen. Counsel, Sec | M - OptEx | $8.11 | +29.2K | 52.0K | +128% | +$236.8K |
| DM | 2024-08-21 | 2024-08-19 | LQDT | Shaffer Mark A | VP, Gen. Counsel, Sec | M - OptEx | $0.00 | -34.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-19 | S | D | 827 | $22.57 | 38,415 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 2 | Common | Common Stock | 2024-08-19 | M | A | 3,564 | $9.46 | 41,979 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 3 | Common | Common Stock | 2024-08-19 | S | D | 3,564 | $22.04 | 38,415 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 4 | Common | Common Stock | 2024-08-19 | M | A | 3,245 | $6.11 | 41,660 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 5 | Common | Common Stock | 2024-08-21 | S | D | 7,673 | $21.94 | 46,461 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 6 | Common | Common Stock | 2024-08-19 | M | A | 12,055 | $9.46 | 64,057 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 7 | Common | Common Stock | 2024-08-19 | S | D | 8,923 | $22.76 | 55,134 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 8 | Common | Common Stock | 2024-08-20 | S | D | 1,000 | $22.10 | 54,134 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 9 | Common | Common Stock | 2024-08-19 | M | A | 10,342 | $6.69 | 52,002 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 10 | Derivative | Stock Option Grant | 2024-08-19 | M | D | 21,174 | $0.00 | 4,443 | D | $9.46 · — to 2030-12-01 | 25,617 Common Stock | (F7) 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. |
| 11 | Derivative | Stock Option Grant | 2024-08-19 | M | D | 3,245 | $0.00 | 0 | D | $6.11 · — to 2028-12-04 | 3,245 Common Stock | (F5) 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months. |
| 12 | Derivative | Stock Option Grant | 2024-08-19 | M | D | 10,342 | $0.00 | 0 | D | $6.69 · — to 2029-12-03 | 10,342 Common Stock | (F6) 12/48th of this option grant vested on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months. |