Form 4 for CDNA CareDx, Inc.
Accepted 2024-08-22 00:00:00 ET · period of report 2024-08-20 · accession 0000950170-24-099887 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-22 | 2024-08-20 | CDNA | Maag Peter | Dir | S - Sale+OE | $33.04 | -35.6K | 330.0K | -10% | -$1.17M |
| D | 2024-08-22 | 2024-08-20 | CDNA | Maag Peter | Dir | M - OptEx | $7.96 | +26.7K | 365.6K | +8% | +$212.6K |
| D | 2024-08-22 | 2024-08-20 | CDNA | Maag Peter | Dir | M - OptEx | $0.00 | -26.7K | 2,428 | -92% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-20 | S | D | 13,890 | $33.25 | 342,842 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.75, inclusive. The reporting person undertakes to provide to CareDx, Inc., any security holder of CareDx, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. |
| 2 | Common | Common Stock | 2024-08-20 | S | D | 8,844 | $33.23 | 356,732 | D | — | — | |
| 3 | Common | Common Stock | 2024-08-20 | M | A | 26,708 | $7.96 | 365,576 | D | — | — | |
| 4 | Common | Common Stock | 2024-08-20 | S | D | 12,818 | $32.67 | 330,024 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.345 to $33.000, inclusive. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2024-08-20 | M | D | 26,708 | $0.00 | 2,428 | D | $7.96 · — to 2033-06-16 | 26,708 Common Stock | (F3) This option was originally granted on June 16, 2023 and, as of June 16, 2024, was fully vested. |