Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2024-08-27 00:00:00 ET · period of report 2024-08-23 · accession 0000950170-24-101201 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-27 | 2024-08-23 | LQDT | Murray Novelette | CHRO | S - Sale+OE | $22.22 | -8,411 | 43.2K | -16% | -$186.9K |
| DM | 2024-08-27 | 2024-08-23 | LQDT | Murray Novelette | CHRO | M - OptEx | $9.89 | +8,411 | 44.0K | +24% | +$83.2K |
| DM | 2024-08-27 | 2024-08-23 | LQDT | Murray Novelette | CHRO | M - OptEx | $0.00 | -23.4K | 5,027 | -82% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-23 | S | D | 796 | $22.22 | 43,173 | D | — | — | |
| 2 | Common | Common Stock | 2024-08-23 | S | D | 6,275 | $22.22 | 43,173 | D | — | — | |
| 3 | Common | Common Stock | 2024-08-23 | M | A | 1,340 | $9.46 | 44,513 | D | — | — | |
| 4 | Common | Common Stock | 2024-08-23 | S | D | 1,340 | $22.25 | 43,173 | D | — | — | |
| 5 | Common | Common Stock | 2024-08-23 | M | A | 6,275 | $9.46 | 49,448 | D | — | — | |
| 6 | Common | Common Stock | 2024-08-23 | M | A | 796 | $14.00 | 43,969 | D | — | — | |
| 7 | Derivative | Stock Option Grant | 2024-08-23 | M | D | 16,543 | $0.00 | 400 | D | $9.46 · — to 2030-12-01 | 16,943 Common Stock | (F15) This option becomes excercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. |
| 8 | Derivative | Stock Option Grant | 2024-08-23 | M | D | 3,539 | $0.00 | 24,757 | D | $9.46 · — to 2030-12-01 | 28,296 Common Stock | (F16) 12/48th of this option grant vested on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| 9 | Derivative | Stock Option Grant | 2024-08-23 | M | D | 3,293 | $0.00 | 5,027 | D | $14.00 · — to 2032-12-23 | 8,320 Common Stock | (F19) 12/48th of this option grant will vest on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months. |