Form 4 for ASPN ASPEN AEROGELS INC
Accepted 2024-08-28 00:00:00 ET · period of report 2024-08-26 · accession 0000950170-24-101328 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2024-08-28 | 2024-08-26 | ASPN | RODRIGUEZ RICARDO C. | CFO, Treas | S - Sale+OE | $30.14 | -32.5K | 20.9K | -61% | -$978.4K |
| DT | 2024-08-28 | 2024-08-26 | ASPN | RODRIGUEZ RICARDO C. | CFO, Treas | M - OptEx | $6.81 | +25.3K | 53.3K | +91% | +$172.3K |
| DT | 2024-08-28 | 2024-08-26 | ASPN | RODRIGUEZ RICARDO C. | CFO, Treas | M - OptEx | $0.00 | -25.3K | 50.7K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-26 | S | D | 1,102 | $30.65 | 27,955 | D | — | — | (F3) These transactions were executed in multiple trades at prices ranging from $30.55 to $30.71. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2024-08-26 | S | D | 24,198 | $30.11 | 29,057 | D | — | — | (F2) These transactions were executed in multiple trades at prices ranging from $29.55 to $30.50. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2024-08-26 | M | A | 25,300 | $6.81 | 53,255 | D | — | — | |
| 4 | Common | Common Stock | 2024-08-26 | S | D | 100 | $30.70 | 20,790 | D | — | — | (F5) Represents 20,790 Restricted Stock Units. |
| 5 | Common | Common Stock | 2024-08-26 | S | D | 7,065 | $30.14 | 20,890 | D | — | — | (F4) These transactions were executed in multiple trades at prices ranging from $29.68 to $30.59. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| 6 | Derivative | Stock Option (Right to Buy) | 2024-08-26 | M | D | 25,300 | $0.00 | 50,679 | D | $6.81 · — to 2033-06-01 | 25,300 Common Stock | (F6) The options are currently vested with respect to 25,326 shares. The remaining options vest in two installments as follows: 25,327 shares on March 8, 2025 and 25,326 shares on March 8, 2026. |