Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2024-08-28 00:00:00 ET · period of report 2024-08-26 · accession 0000950170-24-101540 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-08-28 | 2024-08-26+ | LQDT | Daunt John | EVP, Chief Commercial Off | M - OptEx | $8.21 | +36.4K | 63.1K | +136% | +$298.4K |
| DMI | 2024-08-28 | 2024-08-26+ | LQDT | Daunt John | EVP, Chief Commercial Off | S - Sale+OE | $22.27 | -30.6K | 53.1K | -37% | -$681.1K |
| DM | 2024-08-28 | 2024-08-26+ | LQDT | Daunt John | EVP, Chief Commercial Off | M - OptEx | $0.00 | -68.5K | 6,375 | -91% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-26 | M | A | 5,292 | $9.46 | 58,366 | I By The Daunt Family Trust | — | — | |
| 2 | Common | Common Stock | 2024-08-27 | S | D | 1,750 | $22.18 | 58,854 | I By The Daunt Family Trust | — | — | |
| 3 | Common | Common Stock | 2024-08-27 | M | A | 1,750 | $14.00 | 60,604 | I By The Daunt Family Trust | — | — | |
| 4 | Common | Common Stock | 2024-08-27 | S | D | 19,323 | $22.18 | 58,854 | I By The Daunt Family Trust | — | — | |
| 5 | Common | Common Stock | 2024-08-27 | M | A | 19,323 | $6.69 | 78,177 | I By The Daunt Family Trust | — | — | |
| 6 | Common | Common Stock | 2024-08-26 | S | D | 4,217 | $22.43 | 58,854 | I By The Daunt Family Trust | — | — | |
| 7 | Common | Common Stock | 2024-08-26 | M | A | 9,997 | $9.46 | 63,071 | I By The Daunt Family Trust | — | — | |
| 8 | Common | Common Stock | 2024-08-26 | S | D | 5,292 | $22.50 | 53,074 | I By The Daunt Family Trust | — | — | |
| 9 | Derivative | Stock Option Grant | 2024-08-27 | M | D | 6,587 | $0.00 | 10,053 | D | $14.00 · — to 2032-12-23 | 16,640 Common Stock | (F21) 12/48th of this option grant will vest on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| 10 | Derivative | Stock Option Grant | 2024-08-27 | M | D | 38,950 | $0.00 | 0 | D | $6.69 · — to 2029-12-03 | 38,950 Common Stock | (F6) These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in the Issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. |
| 11 | Derivative | Stock Option Grant | 2024-08-26 | M | D | 22,950 | $0.00 | 6,375 | D | $9.46 · — to 2030-12-01 | 29,325 Common Stock | (F11) 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months. |