Form 4 for AVD AMERICAN VANGUARD CORP
Accepted 2024-09-03 00:00:00 ET · period of report 2024-07-12 · accession 0000950170-24-102844 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-09-03 | 2024-07-12+ | AVD | WINTEMUTE ERIC G | COB, Dir | F - Tax | $0.00 | -53.3K | 1.02M | -5% | $0 |
| M | 2024-09-03 | 2024-07-12+ | AVD | WINTEMUTE ERIC G | COB, Dir | D - Sale to Iss | $0.00 | -104.1K | 991.6K | -10% | $0 |
| 2024-09-03 | 2024-08-21 | AVD | WINTEMUTE ERIC G | COB, Dir | A - Grant | $0.00 | +12.9K | 997.0K | +1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-21 | F | D | 7,396 | $0.00 | 984,176 | D | — | — | (F4) These shares were surrendered to issuer as payment of applicable tax withholding in accordance with the Transition Agreement for shares that became vested under the Performance Share Award. |
| 2 | Common | Common Stock | 2024-07-12 | D | D | 86,308 | $0.00 | 1,067,746 | D | — | — | (F1) These shares were forfeited without consideration to issuer in connection with the termination of reporting person's employment on July 12, 2024, as per the terms of that certain Transition Agreement dated as of July 3, 2024, between issuer and reporting person (the "Transition Agreement"). |
| 3 | Common | Common Stock | 2024-07-12 | F | D | 45,867 | $0.00 | 1,021,879 | D | — | — | (F2) These shares were surrendered to issuer as payment of applicable tax withholding for shares that became vested upon reporting person's termination of employment on July 12, 2024 in accordance with the Transition Agreement. |
| 4 | Common | Common Stock | 2024-08-21 | D | D | 17,791 | $0.00 | 991,572 | D | — | — | (F3) These shares were forfeited without consideration to issuer from the award of performance shares made on April 16, 2021 ("Performance Share Award"), based on the degree of performance achieved which took into account the financial performance of issuer versus that of comparator companies. |
| 5 | Common | Common Stock | 2024-08-21 | A | A | 12,851 | $0.00 | 997,027 | D | — | — | (F5) These shares represent an award made by issuer to reporting person as a non-management director for the period commencing on the last date of reporting person's employment (i.e., July 12, 2024) through the date of issuer's 2025 annual meeting of shareholders as per the terms of issuer's compensation plan for non-management directors and the provisions of the Transition Agreement. |