Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2024-09-10 00:00:00 ET · period of report 2024-08-26 · accession 0000950170-24-105188 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-09-10 | 2024-09-06 | LQDT | Daunt John | EVP, Chief Commercial Off | M - OptEx | $6.49 | +33.3K | 92.2K | +57% | +$216.0K |
| DMI | 2024-09-10 | 2024-09-06+ | LQDT | Daunt John | EVP, Chief Commercial Off | S - Sale+OE | $21.68 | -48.9K | 50.7K | -49% | -$1.06M |
| DM | 2024-09-10 | 2024-09-06 | LQDT | Daunt John | EVP, Chief Commercial Off | M - OptEx | $0.00 | -33.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-06 | M | A | 10,400 | $6.11 | 69,254 | I By The Daunt Family Trust | — | — | |
| 2 | Common | Common Stock | 2024-09-06 | M | A | 7,083 | $6.58 | 76,337 | I By The Daunt Family Trust | — | — | |
| 3 | Common | Common Stock | 2024-09-09 | S | D | 7,403 | $21.26 | 43,309 | I By The Daunt Family Trust | — | — | |
| 4 | Common | Common Stock | 2024-09-06 | S | D | 41,454 | $21.75 | 50,712 | I By The Daunt Family Trust | — | — | |
| 5 | Common | Common Stock | 2024-09-06 | M | A | 15,829 | $6.69 | 92,166 | I By The Daunt Family Trust | — | — | |
| 6 | Derivative | Stock Option Grant | 2024-09-06 | M | D | 15,829 | $0.00 | 0 | D | $6.69 · — to 2029-12-03 | 15,829 Common Stock | (F5) 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. |
| 7 | Derivative | Stock Option Grant | 2024-09-06 | M | D | 7,083 | $0.00 | 0 | D | $6.58 · — to 2019-04-29 | 7,083 Common Stock | (F4) 12/48th of this option grant vested on May 1, 2020 and thereafter, 1/48th will vest each month for thirty-six months. |
| 8 | Derivative | Stock Option Grant | 2024-09-06 | M | D | 10,400 | $0.00 | 0 | D | $6.11 · — to 2028-10-04 | 10,400 Common Stock | (F17) 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months. |