Form 4 for EMO ClearBridge Energy Midstream Opportunity Fund Inc.

Accepted 2024-09-11 00:00:00 ET · period of report 2024-09-09 · accession 0000950170-24-105499 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2024-09-11	2024-09-09	EMO	VARIABLE ANNUITY LIFE INSURANCE CO /TX/	See Remarks	J - Other	$0.00	+4.66M	200.0K	New	$0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	3.46% Series M Senior Secured Notes due June 11, 2025	2024-09-09	J	A	559,610.20	$0.00	0	I Held through subsidiaries	—	—	(F5) AGLIC and The Variable Annuity Life Insurance Company ("VAL"), an indirect wholly owned subsidiary of CRBG, directly hold $373,073.46 principal amount and $186,536.74 principal amount of the reported securities, respectively.
2	Common	Series P Mandatory Redeemable Preferred Stock	2024-09-09	J	A	234,286	$0.00	234,286	I Held through subsidiaries	—	—	(F4) AGLIC directly holds 160,000 shares of the reported securities. CIIUS may be been deemed to have beneficial ownership of 74,286 shares of the reported securities held by a controlled subsidiary of AIG, pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein.
3	Common	Series O Mandatory Redeemable Preferred Stock	2024-09-09	J	A	125,716	$0.00	125,716	I Held through subsidiaries	—	—	(F3) American General Life Insurance Company ("AGLIC") and The United States Life Insurance Company in the City of New York ("USL"), each an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), directly hold 2,858 shares and 82,858 shares of the reported securities, respectively. Corebridge Institutional Investments, (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, may be deemed to have beneficial ownership of 40,000 shares of the reported securities held by a controlled subsidiary of American International Group, Inc. ("AIG"), pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein.
4	Common	Series J Mandatory Redeemable Preferred Stock	2024-09-09	J	A	200,001	$0.00	—	I Held through subsidiaries	—	—	(F8) In connection with the Merger, the Issuer cancelled and re-issued its MRPS that were issued and outstanding immediately prior to the Merger to align the voting rights of all of the Issuer's MRPS so that each MRPS holder will have one vote for every $35 of liquidation preference following the consummation of the Merger. As a result of the foregoing, AGLIC now directly holds 134,286 shares of the reported securities and CIIUS may be deemed to have beneficial ownership of 65,715 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein.
5	Common	Series J Mandatory Redeemable Preferred Stock	2024-09-09	J	D	70	$0.00	—	I Held through subsidiaries	—	—	(F8) In connection with the Merger, the Issuer cancelled and re-issued its MRPS that were issued and outstanding immediately prior to the Merger to align the voting rights of all of the Issuer's MRPS so that each MRPS holder will have one vote for every $35 of liquidation preference following the consummation of the Merger. As a result of the foregoing, AGLIC now directly holds 134,286 shares of the reported securities and CIIUS may be deemed to have beneficial ownership of 65,715 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein.
6	Common	3.76% Series O Senior Secured Notes due June 11, 2030	2024-09-09	J	A	2,051,904.07	$0.00	—	I Held through subsidiaries	—	—	(F7) AGLIC and USL directly hold $1,380,371.82 principal amount and $671,532.25 principal amount of the reported securities, respectively.
7	Common	3.56% Series N Senior Secured Notes due June 11, 2027	2024-09-09	J	A	1,492,293.86	$0.00	200,001	I Held through subsidiaries	—	—	(F6) AGLIC directly holds $1,492,293.86 principal amount of the reported securities.