Form 4 for NTAP NetApp
Accepted 2024-09-12 00:00:00 ET · period of report 2024-09-10 · accession 0000950170-24-106040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-12 | 2024-09-10+ | NTAP | SHAHEEN GEORGE T | Dir | M - OptEx | — | +20.2K | 6,976 | New | — |
| DM | 2024-09-12 | 2024-09-10+ | NTAP | SHAHEEN GEORGE T | Dir | M - OptEx | — | -20.2K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-09-11 | M | A | 5,922 | — | 15,754 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Shares | 2024-09-11 | M | A | 7,916 | — | 23,670 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Shares | 2024-09-11 | M | A | 2,856 | — | 9,832 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Shares | 2024-09-10 | M | A | 3,526 | — | 6,976 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Derivative | Restricted Stock Unit | 2024-09-11 | M | D | 7,916 | — | 0 | D | — · — to — | 7,916 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) On September 11, 2015, the reporting person was granted 7,916 restricted stock units, which previously vested but the payout was deferred by the reporting person until September 11, 2024 - the date the reporting person ceased service as a Board Member. |
| 6 | Derivative | Restricted Stock Unit | 2024-09-10 | M | D | 3,526 | — | 0 | D | — · — to — | 3,526 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) On September 13, 2023, the reporting person was granted 3,526 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders. |
| 7 | Derivative | Restricted Stock Unit | 2024-09-11 | M | D | 2,856 | — | 0 | D | — · — to — | 2,856 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) On September 13, 2013, the reporting person was granted 2,856 restricted stock units, which previously vested but the payout was deferred by the reporting person until September 11, 2024 - the date the reporting person ceased service as a Board Member. |
| 8 | Derivative | Restricted Stock Unit | 2024-09-11 | M | D | 5,922 | — | 0 | D | — · — to — | 5,922 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) On September 5, 2014, the reporting person was granted 5,922 restricted stock units, which previously vested but the payout was deferred by the reporting person until September 11, 2024 - the date the reporting person ceased service as a Board Member. |