Form 4 for CLSK CLEANSPARK, INC.
Accepted 2024-09-13 00:00:00 ET · period of report 2024-09-12 · accession 0000950170-24-106408 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-13 | 2024-09-12 | CLSK | Schultz S. Matthew | Executive COB, Dir | F - Tax | $9.25 | -178.2K | 2.53M | -7% | -$1.65M |
| D | 2024-09-13 | 2024-09-12 | CLSK | Schultz S. Matthew | Executive COB, Dir | M - OptEx | $0.00 | +405.0K | 2.70M | +18% | $0 |
| D | 2024-09-13 | 2024-09-12 | CLSK | Schultz S. Matthew | Executive COB, Dir | M - OptEx | $0.00 | -405.0K | 405.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-12 | F | D | 178,201 | $9.25 | 2,525,774 | D | — | — | (F2) Shares were withheld by Issuer to cover the payment of withholding taxes in connection with the vesting and settlement of the above-mentioned RSUs. |
| 2 | Common | Common Stock | 2024-09-12 | M | A | 405,000 | $0.00 | 2,703,975 | D | — | — | (F1) Shares issued in settlement of restricted stock units ("RSUs") granted in 2022 that have vested pursuant to the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date such that the RSUs will fully vest on the third anniversary of the grant date. |
| 3 | Derivative | Restricted Stock Unit | 2024-09-12 | M | D | 405,000 | $0.00 | 405,000 | D | — · — to 2025-09-12 | 405,000 Common Stock | (F1) Shares issued in settlement of restricted stock units ("RSUs") granted in 2022 that have vested pursuant to the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date such that the RSUs will fully vest on the third anniversary of the grant date. |