Form 4 for MREO Mereo BioPharma Group plc
Accepted 2024-09-13 00:00:00 ET · period of report 2024-09-11 · accession 0000950170-24-106413 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-13 | 2024-09-11 | MREO | Hughes-Wilson Alexandra | See Remarks | M - OptEx | $0.9908 | +208.3K | 242.9K | +603% | +$206.4K |
| DM | 2024-09-13 | 2024-09-11 | MREO | Hughes-Wilson Alexandra | See Remarks | M - OptEx | $0.9908 | -208.3K | 0 | -100% | -$206.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | American Depositary Shares representing Ordinary Shares | 2024-09-11 | M | A | 93,333 | $1.40 | 167,881 | D | — | — | (F1) Each American Depositary Share ("ADS") represents five ordinary shares, nominal value GBP 0.003 per ordinary share, of the Issuer. |
| 2 | Common | American Depositary Shares representing Ordinary Shares | 2024-09-11 | M | A | 40,000 | $0.00 | 74,548 | D | — | — | (F1) Each American Depositary Share ("ADS") represents five ordinary shares, nominal value GBP 0.003 per ordinary share, of the Issuer. (F2) Represents performance-based restricted stock unit earned under the issuer's 2019 Employee Incentive Plan (the "Plan"), that vested on September 11, 2024 based on satisfaction of ADS price threshold values over a two year performance period. |
| 3 | Common | American Depositary Shares representing Ordinary Shares | 2024-09-11 | M | A | 75,000 | $1.01 | 242,881 | D | — | — | (F1) Each American Depositary Share ("ADS") represents five ordinary shares, nominal value GBP 0.003 per ordinary share, of the Issuer. |
| 4 | Derivative | Share Options (Right to buy) | 2024-09-11 | M | D | 93,333 | $1.40 | 0 | D | $1.40 · — to 2032-01-14 | 93,333 American Depository Shares | (F3) 160,000 options were issued on 01/14/2022 and 25% of the shares underlying this award became exercisable on January 14, 2023, with the remainder vesting in equal monthly installments thereafter. |
| 5 | Derivative | Share Options (Right to buy) | 2024-09-11 | M | D | 75,000 | $1.01 | 0 | D | $1.01 · — to 2033-01-25 | 75,000 American Depository Shares | (F4) 240,000 options were issued on 01/25/2023 and 25% of the shares underlying this award became exercisable on January 25, 2024, with the remainder vesting in equal monthly installments thereafter. |
| 6 | Derivative | Performance Based Restricted Stock Unit | 2024-09-11 | M | D | 40,000 | $0.00 | 0 | D | $0.00 · 2024-09-11 to 2025-01-25 | 40,000 American Depository Shares |