Form 4 for SEAT Vivid Seats Inc.
Accepted 2024-09-13 00:00:00 ET · period of report 2024-09-11 · accession 0000950170-24-106485 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-13 | 2024-09-11 | SEAT | Chia Stanley | CEO, Dir | M - OptEx | — | +70.0K | 697.3K | +11% | — |
| DI | 2024-09-13 | 2024-09-11 | SEAT | Chia Stanley | CEO, Dir | G - Gift | $0.00 | +697.3K | 697.3K | New | $0 |
| D | 2024-09-13 | 2024-09-11 | SEAT | Chia Stanley | CEO, Dir | G - Gift | $0.00 | -697.3K | 0 | -100% | $0 |
| DMI | 2024-09-13 | 2024-09-11 | SEAT | Chia Stanley | CEO, Dir | G - Gift | $0.00 | +6.34M | 814.5K | New | $0 |
| DM | 2024-09-13 | 2024-09-11 | SEAT | Chia Stanley | CEO, Dir | G - Gift | $0.00 | -6.34M | 0 | -100% | $0 |
| DM | 2024-09-13 | 2024-09-11 | SEAT | Chia Stanley | CEO, Dir | M - OptEx | $0.00 | -70.0K | 52.8K | -57% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-11 | M | A | 26,397 | — | 653,763 | D By trust | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock. (F2) The reporting person transferred these securities to a trust, of which he is co-trustee, for the benefit of his immediate family members. The reporting person remains the beneficial owner of the securities held by the trust. |
| 2 | Common | Class A Common Stock | 2024-09-11 | G | A | 697,348 | $0.00 | 697,348 | I | — | — | |
| 3 | Common | Class A Common Stock | 2024-09-11 | G | D | 697,348 | $0.00 | 0 | D | — | — | (F2) The reporting person transferred these securities to a trust, of which he is co-trustee, for the benefit of his immediate family members. The reporting person remains the beneficial owner of the securities held by the trust. |
| 4 | Common | Class A Common Stock | 2024-09-11 | M | A | 43,585 | — | 697,348 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock. |
| 5 | Derivative | Restricted Stock Units | 2024-09-11 | G | A | 1,937,984 | $0.00 | 1,937,984 | I | — · — to — | 1,937,984 Class A Common Stock | (F11) Represents the entirety of an RSU award that has not yet begun to vest. One-third of the RSUs will vest and settle on March 11, 2025. The remainder of the RSUs will vest and settle in equal quarterly installments such that they will be fully vested on March 11, 2027. The RSUs do not have an expiration date. (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock. |
| 6 | Derivative | Restricted Stock Units | 2024-09-11 | G | D | 52,795 | $0.00 | 0 | D By trust | — · — to — | 52,795 Class A Common Stock | (F4) Represents the unvested portion of an initial RSU award covering 316,764 shares of Class A common stock. (F2) The reporting person transferred these securities to a trust, of which he is co-trustee, for the benefit of his immediate family members. The reporting person remains the beneficial owner of the securities held by the trust. (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock. (F3) One-third of the RSUs vested and settled on March 11, 2023. The remainder of the RSUs vest and settle in equal quarterly installments such that they will be fully vested on March 11, 2025. The RSUs do not have an expiration date. |
| 7 | Derivative | Restricted Stock Units | 2024-09-11 | G | D | 78,125 | $0.00 | 0 | D By trust | — · — to — | 78,125 Class A Common Stock | (F5) Represents the unvested portion of an initial RSU award covering 250,000 shares of Class A common stock. The RSUs began vesting and settling in 16 equal quarterly installments on January 19, 2022 such that they will be fully vested on October 19, 2025. The RSUs do not have an expiration date. (F2) The reporting person transferred these securities to a trust, of which he is co-trustee, for the benefit of his immediate family members. The reporting person remains the beneficial owner of the securities held by the trust. (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock. |
| 8 | Derivative | Restricted Stock Units | 2024-09-11 | M | D | 43,585 | $0.00 | 261,508 | D By trust | — · — to — | 43,585 Class A Common Stock | (F2) The reporting person transferred these securities to a trust, of which he is co-trustee, for the benefit of his immediate family members. The reporting person remains the beneficial owner of the securities held by the trust. (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock. (F6) One-third of the RSUs vested and settled on March 11, 2024. The remainder of the RSUs vest and settle in equal quarterly installments such that they will be fully vested on March 11, 2026. The RSUs do not have an expiration date. |
| 9 | Derivative | Restricted Stock Units | 2024-09-11 | G | D | 261,508 | $0.00 | 0 | D By trust | — · — to — | 261,508 Class A Common Stock | (F7) Represents the unvested portion of an initial RSU award covering 523,012 shares of Class A common stock. (F2) The reporting person transferred these securities to a trust, of which he is co-trustee, for the benefit of his immediate family members. The reporting person remains the beneficial owner of the securities held by the trust. (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock. (F6) One-third of the RSUs vested and settled on March 11, 2024. The remainder of the RSUs vest and settle in equal quarterly installments such that they will be fully vested on March 11, 2026. The RSUs do not have an expiration date. |
| 10 | Derivative | Stock Option | 2024-09-11 | G | D | 1,136,363 | $0.00 | 0 | D By trust | $7.17 · — to 2033-03-10 | 1,136,363 Class A Common Stock | (F8) Represents the entirety of a stock option award, of which 568,181 stock options are vested. One-third of the stock options vested on March 11, 2024. The remainder of the stock options vest in equal quarterly installments such that they will be fully vested on March 11, 2026. (F2) The reporting person transferred these securities to a trust, of which he is co-trustee, for the benefit of his immediate family members. The reporting person remains the beneficial owner of the securities held by the trust. |
| 11 | Derivative | Stock Option | 2024-09-11 | G | D | 663,130 | $0.00 | 0 | D By trust | $6.76 · — to 2031-10-19 | 663,130 Class A Common Stock | (F9) Represents the entirety of a stock option award, of which 455,901 stock options are vested. The stock options began vesting in 16 equal quarterly installments on January 19, 2022 such that they will be fully vested on October 19, 2025. (F2) The reporting person transferred these securities to a trust, of which he is co-trustee, for the benefit of his immediate family members. The reporting person remains the beneficial owner of the securities held by the trust. |
| 12 | Derivative | Stock Option | 2024-09-11 | G | D | 814,536 | $0.00 | 0 | D By trust | $6.76 · — to 2032-03-11 | 814,536 Class A Common Stock | (F10) Represents the entirety of a stock option award, of which 678,780 stock options are vested. One-third of the stock options vested on March 11, 2023. The remainder of the stock options vest in equal quarterly installments such that they will be fully vested on March 11, 2025. (F2) The reporting person transferred these securities to a trust, of which he is co-trustee, for the benefit of his immediate family members. The reporting person remains the beneficial owner of the securities held by the trust. |
| 13 | Derivative | Restricted Stock Units | 2024-09-11 | G | D | 1,937,984 | $0.00 | 0 | D | — · — to — | 1,937,984 Class A Common Stock | (F11) Represents the entirety of an RSU award that has not yet begun to vest. One-third of the RSUs will vest and settle on March 11, 2025. The remainder of the RSUs will vest and settle in equal quarterly installments such that they will be fully vested on March 11, 2027. The RSUs do not have an expiration date. (F2) The reporting person transferred these securities to a trust, of which he is co-trustee, for the benefit of his immediate family members. The reporting person remains the beneficial owner of the securities held by the trust. (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock. |
| 14 | Derivative | Restricted Stock Units | 2024-09-11 | G | D | 1,400,000 | $0.00 | 0 | D | — · — to — | 1,400,000 Class A Common Stock | (F12) Represents the entirety of an RSU award that has not yet begun to vest. One-third of the RSUs will vest and settle on May 12, 2025. The remainder of the RSUs will vest and settle in equal quarterly installments such that they will be fully vested on May 12, 2027. The RSUs do not have an expiration date. (F2) The reporting person transferred these securities to a trust, of which he is co-trustee, for the benefit of his immediate family members. The reporting person remains the beneficial owner of the securities held by the trust. (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock. |
| 15 | Derivative | Stock Option | 2024-09-11 | G | A | 1,136,363 | $0.00 | 1,136,363 | I | $7.17 · — to 2033-03-10 | 1,136,363 Class A Common Stock | (F8) Represents the entirety of a stock option award, of which 568,181 stock options are vested. One-third of the stock options vested on March 11, 2024. The remainder of the stock options vest in equal quarterly installments such that they will be fully vested on March 11, 2026. |
| 16 | Derivative | Restricted Stock Units | 2024-09-11 | G | A | 52,795 | $0.00 | 52,795 | I | — · — to — | 52,795 Class A Common Stock | (F4) Represents the unvested portion of an initial RSU award covering 316,764 shares of Class A common stock. (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock. (F3) One-third of the RSUs vested and settled on March 11, 2023. The remainder of the RSUs vest and settle in equal quarterly installments such that they will be fully vested on March 11, 2025. The RSUs do not have an expiration date. |
| 17 | Derivative | Restricted Stock Units | 2024-09-11 | G | A | 261,508 | $0.00 | 261,508 | I | — · — to — | 261,508 Class A Common Stock | (F7) Represents the unvested portion of an initial RSU award covering 523,012 shares of Class A common stock. (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock. (F6) One-third of the RSUs vested and settled on March 11, 2024. The remainder of the RSUs vest and settle in equal quarterly installments such that they will be fully vested on March 11, 2026. The RSUs do not have an expiration date. |
| 18 | Derivative | Restricted Stock Units | 2024-09-11 | G | A | 78,125 | $0.00 | 78,125 | I | — · — to — | 78,125 Class A Common Stock | (F5) Represents the unvested portion of an initial RSU award covering 250,000 shares of Class A common stock. The RSUs began vesting and settling in 16 equal quarterly installments on January 19, 2022 such that they will be fully vested on October 19, 2025. The RSUs do not have an expiration date. (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock. |
| 19 | Derivative | Restricted Stock Units | 2024-09-11 | M | D | 26,397 | $0.00 | 52,795 | D By trust | — · — to — | 26,397 Class A Common Stock | (F2) The reporting person transferred these securities to a trust, of which he is co-trustee, for the benefit of his immediate family members. The reporting person remains the beneficial owner of the securities held by the trust. (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock. (F3) One-third of the RSUs vested and settled on March 11, 2023. The remainder of the RSUs vest and settle in equal quarterly installments such that they will be fully vested on March 11, 2025. The RSUs do not have an expiration date. |
| 20 | Derivative | Restricted Stock Units | 2024-09-11 | G | A | 1,400,000 | $0.00 | 1,400,000 | I | — · — to — | 1,400,000 Class A Common Stock | (F12) Represents the entirety of an RSU award that has not yet begun to vest. One-third of the RSUs will vest and settle on May 12, 2025. The remainder of the RSUs will vest and settle in equal quarterly installments such that they will be fully vested on May 12, 2027. The RSUs do not have an expiration date. (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock. |
| 21 | Derivative | Stock Option | 2024-09-11 | G | A | 663,130 | $0.00 | 663,130 | I | $6.76 · — to 2031-10-19 | 663,130 Class A Common Stock | (F9) Represents the entirety of a stock option award, of which 455,901 stock options are vested. The stock options began vesting in 16 equal quarterly installments on January 19, 2022 such that they will be fully vested on October 19, 2025. |
| 22 | Derivative | Stock Option | 2024-09-11 | G | A | 814,536 | $0.00 | 814,536 | I | $6.76 · — to 2032-03-11 | 814,536 Class A Common Stock | (F10) Represents the entirety of a stock option award, of which 678,780 stock options are vested. One-third of the stock options vested on March 11, 2023. The remainder of the stock options vest in equal quarterly installments such that they will be fully vested on March 11, 2025. |