Form 4 for OWL BLUE OWL CAPITAL INC.
Accepted 2024-09-13 00:00:00 ET · period of report 2024-09-13 · accession 0000950170-24-106570 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-09-13 | 2024-09-13 | OWL | Packer Craig | Co-Pres, Dir | G - Gift | — | -200.0K | 34.63M | -0.6% | — |
| DI | 2024-09-13 | 2024-09-13 | OWL | Packer Craig | Co-Pres, Dir | G - Gift | — | -200.0K | 34.63M | -0.6% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class D Shares | 2024-09-13 | G | D | 200,000 | — | 34,628,540 | I See Footnotes | — | — | (F1) The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person's spouse and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. (F2) Consists of an aggregate of 34,628,540 shares of Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) associated with such Class D Shares, held directly by Owl Rock Feeder, 73.20% of which is held on behalf of Mr. Packer; 12.69% of which are held on behalf of Packer Family Trust 2017 over which Mr. Packer has sole investment and voting power; and 14.11% of which are held on behalf of Mr. Packer's spouse. Mr. Packer expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. |
| 2 | Derivative | Blue Owl Operating Group Units | 2024-09-13 | G | D | 200,000 | — | 34,628,540 | I See Footnotes | — · — to — | 200,000 Class B Shares | (F1) The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person's spouse and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. (F2) Consists of an aggregate of 34,628,540 shares of Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) associated with such Class D Shares, held directly by Owl Rock Feeder, 73.20% of which is held on behalf of Mr. Packer; 12.69% of which are held on behalf of Packer Family Trust 2017 over which Mr. Packer has sole investment and voting power; and 14.11% of which are held on behalf of Mr. Packer's spouse. Mr. Packer expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. (F3) Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Second Amended and Restated Exchange Agreement, dated as of February 21, 2024, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. |