Form 4 for DV DoubleVerify Holdings, Inc.
Accepted 2024-09-16 00:00:00 ET · period of report 2024-09-12 · accession 0000950170-24-106806 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2024-09-16 | 2024-09-15 | DV | Allais Nicola T | CFO | F - Tax | $17.42 | -5,302 | 81.6K | -6% | -$92.4K |
| DMT | 2024-09-16 | 2024-09-12+ | DV | Allais Nicola T | CFO | M - OptEx | $0.5407 | +13.1K | 83.3K | +19% | +$7,091 |
| DMT | 2024-09-16 | 2024-09-12+ | DV | Allais Nicola T | CFO | S - Sale+OE | $17.66 | -3,528 | 77.3K | -4% | -$62.3K |
| DMT | 2024-09-16 | 2024-09-12+ | DV | Allais Nicola T | CFO | M - OptEx | $0.00 | -13.1K | 12.4K | -51% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-15 | F | D | 2,247 | $17.42 | 80,242 | D | — | — | |
| 2 | Common | Common Stock | 2024-09-15 | M | A | 4,063 | $0.00 | 82,489 | D | — | — | (F6) The restricted stock units were granted on December 12, 2022. 6.25% of the restricted stock units vested and were settled on March 15, 2023 (the "2023 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2023 Vesting Date. |
| 3 | Common | Common Stock | 2024-09-15 | F | D | 1,377 | $17.42 | 78,426 | D | — | — | |
| 4 | Common | Common Stock | 2024-09-15 | M | A | 2,489 | $0.00 | 79,803 | D | — | — | (F4) The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "2022 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2022 Vesting Date. |
| 5 | Common | Common Stock | 2024-09-13 | S | D | 1,764 | $17.42 | 77,314 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.31 to $17.585, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 6 | Common | Common Stock | 2024-09-13 | M | A | 1,764 | $2.01 | 79,078 | D | — | — | |
| 7 | Common | Common Stock | 2024-09-12 | S | D | 1,764 | $17.89 | 77,314 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.83 to $17.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 8 | Common | Common Stock | 2024-09-12 | M | A | 1,764 | $2.01 | 79,078 | D | — | — | |
| 9 | Common | Common Stock | 2024-09-15 | M | A | 3,034 | $0.00 | 83,276 | D | — | — | (F8) The restricted stock units were granted on December 19, 2023. 6.25% of the restricted stock units vested and were settled on March 15, 2024 (the "2024 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2024 Vesting Date. |
| 10 | Common | Common Stock | 2024-09-15 | F | D | 1,678 | $17.42 | 81,598 | D | — | — | |
| 11 | Derivative | Options (Rights to Buy) | 2024-09-12 | M | D | 1,764 | $0.00 | 317,804 | D | $2.01 · — to 2028-01-04 | 1,764 Common Stock | (F10) Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021. |
| 12 | Derivative | Options (Rights to Buy) | 2024-09-13 | M | D | 1,764 | $0.00 | 316,040 | D | $2.01 · — to 2028-01-04 | 1,764 Common Stock | (F10) Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021. |
| 13 | Derivative | Restricted Stock Units | 2024-09-15 | M | D | 3,034 | $0.00 | 39,442 | D | — · — to — | 3,034 Common Stock | (F11) Restricted stock units convert into common stock on a one-for-one basis. (F8) The restricted stock units were granted on December 19, 2023. 6.25% of the restricted stock units vested and were settled on March 15, 2024 (the "2024 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2024 Vesting Date. |
| 14 | Derivative | Restricted Stock Units | 2024-09-15 | M | D | 4,063 | $0.00 | 36,559 | D | — · — to — | 4,063 Common Stock | (F11) Restricted stock units convert into common stock on a one-for-one basis. (F6) The restricted stock units were granted on December 12, 2022. 6.25% of the restricted stock units vested and were settled on March 15, 2023 (the "2023 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2023 Vesting Date. |
| 15 | Derivative | Restricted Stock Units | 2024-09-15 | M | D | 2,489 | $0.00 | 12,443 | D | — · — to — | 2,489 Common Stock | (F11) Restricted stock units convert into common stock on a one-for-one basis. (F4) The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "2022 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2022 Vesting Date. |