Form 4 for TKO TKO Group Holdings
Accepted 2024-09-16 00:00:00 ET · period of report 2024-09-12 · accession 0000950170-24-106985 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2024-09-16 | 2024-09-12 | TKO | SHAPIRO MARK S | See Remarks, Dir | M - OptEx | $0.00 | +60.7K | 73.2K | +484% | $0 |
| DT | 2024-09-16 | 2024-09-16 | TKO | SHAPIRO MARK S | See Remarks, Dir | S - Sale+OE | $114.76 | -31.0K | 42.2K | -42% | -$3.56M |
| DT | 2024-09-16 | 2024-09-12 | TKO | SHAPIRO MARK S | See Remarks, Dir | M - OptEx | $0.00 | -60.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-12 | M | A | 60,651 | $0.00 | 73,182 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-09-16 | S | D | 31,026 | $114.76 | 42,156 | D | — | — | (F1) The sale was effected pursuant to a Rule 10b5-1 instruction letter entered into on November 14, 2023 to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards. (F2) The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Derivative | Restricted Stock Unit | 2024-09-12 | M | D | 60,651 | $0.00 | 0 | D | — · — to — | 60,651 Class A Common Stock | (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer. (F4) The restricted stock units are vested in full. |