Form 4 for ROIV Roivant Sciences Ltd.
Accepted 2024-09-26 00:00:00 ET · period of report 2024-09-24 · accession 0000950170-24-109731 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-09-26 | 2024-09-24+ | ROIV | Gold Daniel Allen | Dir | S - Sale | $11.75 | -1.87M | 23.06M | -7% | -$21.96M |
| M | 2024-09-26 | 2024-09-24+ | ROIV | Gold Daniel Allen | Dir | S - Sale | $11.68 | -2.56M | 5.72M | -31% | -$29.88M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-09-26 | S | D | 876,000 | $11.82 | 22,179,358 | I | — | — | (F2) The reporting person is one of three directors of QVT Financial Investment Cayman Ltd. ("QVT FIC"), sharing voting and investment control over the Common Shares held directly by QVT FIC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. |
| 2 | Common | Common Shares | 2024-09-25 | S | D | 365,551 | $11.77 | 1,713,508 | I Held by QVT Financial Investment Cayman Ltd. | — | — | (F1) The reporting person is a trustee of trusts and estate planning vehicles, each of which were formed by the reporting person and/or his immediate family members, and shares voting and investment control over the Common Shares held directly by these trusts and may be deemed to beneficially own such Common Shares. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. (F2) The reporting person is one of three directors of QVT Financial Investment Cayman Ltd. ("QVT FIC"), sharing voting and investment control over the Common Shares held directly by QVT FIC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. |
| 3 | Common | Common Shares | 2024-09-25 | S | D | 991,593 | $11.77 | 4,731,830 | D Held by QVT Financial Investment Cayman Ltd. | — | — | (F2) The reporting person is one of three directors of QVT Financial Investment Cayman Ltd. ("QVT FIC"), sharing voting and investment control over the Common Shares held directly by QVT FIC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. |
| 4 | Common | Common Shares | 2024-09-24 | S | D | 577,186 | $11.63 | 2,079,059 | I Held by trusts and estate planning vehicles established by the Reporting Person | — | — | (F1) The reporting person is a trustee of trusts and estate planning vehicles, each of which were formed by the reporting person and/or his immediate family members, and shares voting and investment control over the Common Shares held directly by these trusts and may be deemed to beneficially own such Common Shares. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. |
| 5 | Common | Common Shares | 2024-09-24 | S | D | 1,565,670 | $11.63 | 5,723,423 | D Held by trusts and estate planning vehicles established by the Reporting Person | — | — | |
| 6 | Common | Common Shares | 2024-09-25 | S | D | 50,000 | $11.77 | 23,055,358 | I | — | — | (F2) The reporting person is one of three directors of QVT Financial Investment Cayman Ltd. ("QVT FIC"), sharing voting and investment control over the Common Shares held directly by QVT FIC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. |