Form 4 for AEVA Aeva Technologies, Inc.
Accepted 2024-10-01 00:00:00 ET · period of report 2024-09-29 · accession 0000950170-24-110940 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-10-01 | 2024-09-29 | AEVA | Sinha Saurabh | CFO | M - OptEx | — | +21.6K | 768.9K | +3% | — |
| D | 2024-10-01 | 2024-09-29 | AEVA | Sinha Saurabh | CFO | F - Tax | $3.33 | -11.6K | 757.3K | -2% | -$38.7K |
| D | 2024-10-01 | 2024-09-29 | AEVA | Sinha Saurabh | CFO | M - OptEx | — | -21.6K | 21.6K | -50% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-29 | M | A | 21,604 | — | 768,882 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. |
| 2 | Common | Common Stock | 2024-09-29 | F | D | 11,612 | $3.33 | 757,270 | D | — | — | (F2) Represents the number of shares of Common Stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement upon vesting of the restricted stock units and does not represent an open market sale. |
| 3 | Derivative | Restricted Stock Units | 2024-09-29 | M | D | 21,604 | — | 21,604 | D | — · — to — | 21,604 Common Stock | (F4) Pursuant to the Business Combination Agreement, dated November 2, 2020 (the "Business Combination Agreement"), by and among InterPrivate Acquisition Corp., WLLY Merger Sub Corp. and Aeva, Inc. ("Aeva"), each share of Aeva common stock issued and outstanding immediately prior to the effective time of the transactions contemplated by the Business Combination Agreement was automatically converted into the right to receive a number of shares of the Issuer's Common Stock based on a 1-to-9.07659 conversion ratio. (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. (F3) The restricted stock units vest as to 25% of 172,831 of the underlying shares on September 29, 2021, and the remaining 75% of such underlying shares will vest in six equal semi-annual installments thereafter. |