Form 4 for CBLL Ceribell, Inc.
Accepted 2024-10-16 00:00:00 ET · period of report 2024-10-11 · accession 0000950170-24-115004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-10-16 | 2024-10-11 | CBLL | Taylor Joseph Michael | Dir | A - Grant | $0.00 | +6,618 | 13.2K | +100% | $0 |
| DM | 2024-10-16 | 2024-10-15 | CBLL | Taylor Joseph Michael | Dir | C - Cnv Deriv | — | +44.2K | 57.4K | +334% | — |
| DM | 2024-10-16 | 2024-10-15 | CBLL | Taylor Joseph Michael | Dir | C - Cnv Deriv | $0.00 | -44.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-11 | A | A | 6,618 | $0.00 | 13,232 | D | — | — | (F1) Represents 6,618 restricted stock units ("RSUs"). (F2) Represents 13,232 RSUs. |
| 2 | Common | Common Stock | 2024-10-15 | C | A | 22,439 | — | 35,671 | D | — | — | (F3) Each share of the issuer's Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately prior to the closing of the issuer's initial public offering on October 15, 2024 and had no expiration date. (F2) Represents 13,232 RSUs. |
| 3 | Common | Common Stock | 2024-10-15 | C | A | 13,064 | — | 48,735 | D | — | — | (F3) Each share of the issuer's Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately prior to the closing of the issuer's initial public offering on October 15, 2024 and had no expiration date. (F2) Represents 13,232 RSUs. |
| 4 | Common | Common Stock | 2024-10-15 | C | A | 8,704 | — | 57,439 | D | — | — | (F3) Each share of the issuer's Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately prior to the closing of the issuer's initial public offering on October 15, 2024 and had no expiration date. (F2) Represents 13,232 RSUs. |
| 5 | Derivative | Series C-1 Preferred Stock | 2024-10-15 | C | D | 8,704 | $0.00 | 0 | D | — · — to — | 8,704 Common Stock | (F3) Each share of the issuer's Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately prior to the closing of the issuer's initial public offering on October 15, 2024 and had no expiration date. |
| 6 | Derivative | Series A Preferred Stock | 2024-10-15 | C | D | 22,439 | $0.00 | 0 | D | — · — to — | 22,439 Common Stock | (F3) Each share of the issuer's Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately prior to the closing of the issuer's initial public offering on October 15, 2024 and had no expiration date. |
| 7 | Derivative | Series B Preferred Stock | 2024-10-15 | C | D | 13,064 | $0.00 | 0 | D | — · — to — | 13,064 Common Stock | (F3) Each share of the issuer's Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately prior to the closing of the issuer's initial public offering on October 15, 2024 and had no expiration date. |