Form 4 for ROAD Construction Partners, Inc.
Accepted 2024-10-22 00:00:00 ET · period of report 2024-10-20 · accession 0000950170-24-116417 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-10-22 | 2024-10-20 | ROAD | Fleming Ned N. IV | Member of 10% owner group | A - Grant | $0.00 | +10.0K | 43.0K | +30% | $0 |
| D | 2024-10-22 | 2024-10-20 | ROAD | Fleming Ned N. IV | Member of 10% owner group | A - Grant | $0.00 | +11.0K | 88.7K | +14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-10-20 | A | A | 10,000 | $0.00 | 42,999 | D | — | — | (F3) In addition to the Class A Market-Based Shares, includes 15,349 restricted shares of Class A common stock with time-based vesting criteria previously granted under the 2018 Plan that vest as follows: (i) 14,067 shares on September 30, 2025, (ii) 978 shares on September 30, 2026, and (iii) 305 shares on September 30, 2027. Under the terms of the respective award agreements, the reporting person has sole voting power with respect to the reported shares. |
| 2 | Derivative | Class B Common Stock | 2024-10-20 | A | A | 11,000 | $0.00 | 88,735 | D | — · — to — | 11,000 Class A Common Stock | (F4) Each share of Class B common stock, par value $0.001 per share, of the Issuer ("Class B common stock") is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. |