Form 4 for HAFC HANMI FINANCIAL CORP
Accepted 2024-11-08 00:00:00 ET · period of report 2024-11-06 · accession 0000950170-24-123954 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-08 | 2024-11-06 | HAFC | SANTAROSA ROMOLO | CFO | S - Sale+OE | $25.75 | -25.0K | 63.1K | -28% | -$643.8K |
| D | 2024-11-08 | 2024-11-06 | HAFC | SANTAROSA ROMOLO | CFO | M - OptEx | $23.31 | +25.0K | 88.1K | +40% | +$582.8K |
| D | 2024-11-08 | 2024-11-06 | HAFC | SANTAROSA ROMOLO | CFO | M - OptEx | $0.00 | -25.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-06 | S | D | 25,000 | $25.75 | 63,126 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.55 to $25.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. (F1) Includes shares of common stock issued under the 2021 Equity Compensation Plan, which vest over three years from the date of grant, April 1, 2024. |
| 2 | Common | Common Stock | 2024-11-06 | M | A | 25,000 | $23.31 | 88,126 | D | — | — | (F1) Includes shares of common stock issued under the 2021 Equity Compensation Plan, which vest over three years from the date of grant, April 1, 2024. |
| 3 | Derivative | Stock Options | 2024-11-06 | M | D | 25,000 | $0.00 | 0 | D | $23.31 · 2016-06-08 to 2025-06-08 | 25,000 Common Stock |